Issuer engagement and offering
Control role, conflicts, engagement, diligence, pricing, disclosure, approval, and closing.
engagementofferingpricingdisclosure
Work-to-proof operating intelligence
Govern every municipal engagement, offering, trade, disclosure, and supervisory obligation.
Connect issuer facts, advisory duties, underwriting, pricing, disclosures, political contributions, qualifications, records, and surveillance.
One governed operating record
✓ Faster governed work✓ Earlier material-risk detection✓ Complete evidence lineage✓ Continuous regulatory readinessRole-specific execution
Workflows that become examination proof.
People do their actual work in Smarter. Approved outcomes, evidence receipts, and requirement status synchronize into Vigil without duplicating files or exposing restricted content.
Dealer and advisor supervision
Test qualifications, fair dealing, communications, contributions, gifts, records, and principal review.
registrationcommunicationtradesupervision
Shared intelligence fabric
Every useful action improves the system—inside constitutional boundaries.
Raw work product remains workspace-private; only authorized, purpose-bound, pseudonymous reviewed outcomes may enter minimum-cohort learning.
Raw work product stays privateNo employee performance scoringMinimum cohort and human approvalNo automated regulatory decisions
SmarterMunicipal Finance
Vigil examination bridge
Operational actions become requirement-level evidence.
- ✓MSRB examinationAuthority · task · evidence · result · receipt
- ✓SEC municipal oversightAuthority · task · evidence · result · receipt
- ✓FINRA examinationAuthority · task · evidence · result · receipt
- ✓Federal bank regulator dealer reviewAuthority · task · evidence · result · receipt
Smarter × Vigil