Fiduciary and conflict review
Map advice, fees, allocation, valuation, custody, conflicts, disclosure, and approval.
mandatetradefee calculationdisclosure
Work-to-proof operating intelligence
Connect fiduciary work, disclosures, trading, custody, and examinations.
Operate Form ADV, policies, code of ethics, fees, conflicts, custody, performance, trading, allocation, marketing, vendors, and annual review.
One governed operating record
✓ Faster governed work✓ Earlier material-risk detection✓ Complete evidence lineage✓ Continuous regulatory readinessRole-specific execution
Workflows that become examination proof.
People do their actual work in Smarter. Approved outcomes, evidence receipts, and requirement status synchronize into Vigil without duplicating files or exposing restricted content.
Compliance program and annual review
Test policies, incidents, personal trading, vendors, marketing, books, records, and remediation.
risk assessmenttestingexceptionsannual report
Shared intelligence fabric
Every useful action improves the system—inside constitutional boundaries.
Raw work product remains workspace-private; only authorized, purpose-bound, pseudonymous reviewed outcomes may enter minimum-cohort learning.
Raw work product stays privateNo employee performance scoringMinimum cohort and human approvalNo automated regulatory decisions
SmarterInvestment Management
Vigil examination bridge
Operational actions become requirement-level evidence.
- ✓SEC adviser registrationAuthority · task · evidence · result · receipt
- ✓SEC adviser examinationAuthority · task · evidence · result · receipt
- ✓Investment Company Act controlsAuthority · task · evidence · result · receipt
- ✓Form ADV and books-and-records requirementsAuthority · task · evidence · result · receipt
Smarter × Vigil