Trade and collateral lifecycle
Reconcile execution, confirmation, valuation, margin, lifecycle events, disputes, and termination.
trade recordconfirmationvaluationcollateral
Work-to-proof operating intelligence
Govern every position from registration through capital, margin, conduct, reporting, and examination.
Connect trade economics, confirmations, valuations, collateral, limits, capital, reporting, supervision, disputes, and counterparty risk.
One governed operating record
✓ Faster governed work✓ Earlier material-risk detection✓ Complete evidence lineage✓ Continuous regulatory readinessRole-specific execution
Workflows that become examination proof.
People do their actual work in Smarter. Approved outcomes, evidence receipts, and requirement status synchronize into Vigil without duplicating files or exposing restricted content.
Business conduct and reporting
Test onboarding, disclosures, suitability, supervision, SDR reporting, records, limits, and approvals.
counterparty profiledisclosurereportsupervisory review
Shared intelligence fabric
Every useful action improves the system—inside constitutional boundaries.
Raw work product remains workspace-private; only authorized, purpose-bound, pseudonymous reviewed outcomes may enter minimum-cohort learning.
Raw work product stays privateNo employee performance scoringMinimum cohort and human approvalNo automated regulatory decisions
SmarterDerivatives & Markets
Vigil examination bridge
Operational actions become requirement-level evidence.
- ✓CFTC/NFA registrationAuthority · task · evidence · result · receipt
- ✓CFTC swap-dealer examinationAuthority · task · evidence · result · receipt
- ✓Capital and margin requirementsAuthority · task · evidence · result · receipt
- ✓Tomorrow capital-impact reviewAuthority · task · evidence · result · receipt
Smarter × Vigil