VIGILASSIGNED EXAMINER
LiveAE

ASSIGNED EXAMINER

Smarter for Regulatory Counsel

Human judgment retained

Regulatory matter operating system

Research, draft, and defend regulatory work with a complete evidence trail.

Law firms, consultants and specialist advisors · Associate · Regulatory partner · Paralegal · Compliance consultant · Subject-matter expert
Smarter graph connectedPrivate-by-default learningHuman review gates active
Role workflows2ready now
Capabilities5role adapted
Exam mappings5evidence linked
Raw content shared0constitutional boundary

Role operating queue

Work once, prove continuously

Counsel & advisors
01
Client matter and research

Create conflict-safe matters with research trails, authorities, facts, questions, and review assignment.

engagement scopefactsauthorityreview
Publishes authorized matter outputs to the client Vigil record.
ready
02
Applications, responses, opinions, and contracts

Draft from controlled clauses and public precedents with source, difference, and privilege controls.

approved clauseprecedentclient factpartner approval
Feeds Apparently document sets and Vigil requirement completion.
available

Vigil requirement bridge

Relevant examination programs

All exams ↗
FDICRisk Management Examination5 exact requirements routed
State financial regulators / NMLSMoney Transmitter Registration Rehearsal5 exact requirements routed
New York Department of Financial ServicesVirtual Currency License Rehearsal5 exact requirements routed
FFIEC member agenciesQuarterly Call Report Rehearsal4 exact requirements routed
Office of the Comptroller of the CurrencyRisk-Based Bank Supervision4 exact requirements routed
Federal ReserveBanking Organization Application4 exact requirements routed
Federal ReserveCommercial Bank Examination4 exact requirements routed
Consumer Financial Protection BureauConsumer Financial Law Compliance Examination4 exact requirements routed
National Credit Union AdministrationFederal Credit Union Charter Application4 exact requirements routed
Financial Crimes Enforcement NetworkBSA Electronic Filing4 exact requirements routed
Securities and Exchange CommissionEDGAR Regulatory Filing4 exact requirements routed
Securities and Exchange CommissionInvestment Adviser Registration4 exact requirements routed
Financial Industry Regulatory Authority / SECBroker-Dealer New Member Application4 exact requirements routed
Commodity Futures Trading Commission / National Futures AssociationIntermediary Registration and Compliance4 exact requirements routed
FDICDeposit Insurance Application6 exact requirements routed
OCCNational Bank or Federal Savings Association Charter6 exact requirements routed
Federal ReserveBank Holding Company Inspection6 exact requirements routed
National Credit Union AdministrationRisk-Focused Credit Union Examination6 exact requirements routed
Securities and Exchange CommissionInvestment Adviser Examination6 exact requirements routed
FINRA / SECBroker-Dealer Cycle Examination6 exact requirements routed
CFTC / NFASwap Dealer and Derivatives Intermediary Examination6 exact requirements routed
State Insurance Regulators / NAICRisk-Focused Financial Condition Examination6 exact requirements routed
State Insurance Regulators / NAICMarket Conduct Examination6 exact requirements routed
State Insurance RegulatorsRate, Rule, and Form Filing6 exact requirements routed
FinCEN / State Gaming RegulatorsCasino BSA/AML and Gaming Integrity Examination6 exact requirements routed
State Gaming RegulatorGaming License, Permit, and Key-Person Approval6 exact requirements routed
OFAC / Prudential or Functional RegulatorSanctions Compliance Program Examination6 exact requirements routed
Federal Trade CommissionPrivacy and Safeguards Compliance Review6 exact requirements routed
HUD / FHAFHA Lender Monitoring and Compliance Review6 exact requirements routed
State Banking RegulatorSpecial or Targeted Examination6 exact requirements routed
Federal Housing Finance AgencyHousing GSE and FHLBank Supervision6 exact requirements routed
State Securities RegulatorsState Investment Adviser Examination6 exact requirements routed
SEC / FINRA / Federal Bank Regulators applying MSRB rulesMunicipal Securities Dealer and Advisor Examination6 exact requirements routed
SBA Office of Credit Risk ManagementSBA 7(a) and 504 Lender Review6 exact requirements routed
Public Company Accounting Oversight BoardRegistered Public Accounting Firm Inspection6 exact requirements routed
Department of Labor EBSAERISA Benefit Plan Investigation6 exact requirements routed
CMS Center for Consumer Information and Insurance OversightPrivate Health Insurance Oversight Review6 exact requirements routed
National Indian Gaming Commission / Tribal Gaming RegulatorTribal Gaming Compliance and Internal Control Review6 exact requirements routed
Farm Credit AdministrationFarm Credit System Risk-Based Examination6 exact requirements routed
Federal Energy Regulatory CommissionEnergy Market Compliance, Audit, and Surveillance Review6 exact requirements routed

Shared capability fabric

One governed context across every system

Signed lineage
1Smarter entity and work graph
2Vigil requirements and examinations
3Apparently controlled documents
4Tomorrow obligations
5Orchestrator approvals
6Pareto analysis
Learning boundary

Privilege and client confidentiality are absolute boundaries; cross-client learning is metadata-only, opt-in, aggregated, and independently governed.

No employee scoring · minimum cohort 5

Vigil is coordinating quietly. Authority changes, evidence, dependencies, Vigil Review, and continuity readiness remain monitored.

View lifecycle