VIGILASSIGNED EXAMINER
LiveAE

ASSIGNED EXAMINER

Smarter for Regulators

Human judgment retained

Supervisory matter intelligence

Run every supervisory matter with the rigor of your best examination team.

Federal and state supervisory bodies · Examiner · Licensing analyst · Supervisory counsel · Review examiner · Agency leadership
Smarter graph connectedPrivate-by-default learningHuman review gates active
Role workflows4ready now
Capabilities7role adapted
Exam mappings4evidence linked
Raw content shared0constitutional boundary

Role operating queue

Work once, prove continuously

Regulators
01
Matter intake and conflict-safe assignment

Open examinations, applications, filings, investigations, and advisory matters with jurisdiction and authority boundaries.

charter or authorityentity profilematter authorization
Creates the governed Vigil matter and requirement graph.
ready
02
Authority and precedent research

Research statutes, rules, manuals, public orders, approved applications, guidance, and interpretations with exact citations and version control.

official sourcesection citationeffective dateprecedent comparison
Promotes reviewed sources into Vigil Authority Packs.
available
03
Examination and application execution

Plan scope, issue requests, test samples, document every pass or exception, and preserve human judgment gates.

request listsampleworkpaperreview receipt
Synchronizes procedure and evidence status with the Vigil exam book.
available
04
Findings, reports, orders, and determination drafts

Separate fact, authority, analysis, materiality, response, and authorized decision language.

fact recordauthorityreview notesapproval
Builds Apparently document sets from the governed Vigil record.
available

Vigil requirement bridge

Relevant examination programs

All exams ↗
FDICRisk Management Examination5 exact requirements routed
State financial regulators / NMLSMoney Transmitter Registration Rehearsal5 exact requirements routed
New York Department of Financial ServicesVirtual Currency License Rehearsal5 exact requirements routed
FFIEC member agenciesQuarterly Call Report Rehearsal4 exact requirements routed
Office of the Comptroller of the CurrencyRisk-Based Bank Supervision4 exact requirements routed
Federal ReserveBanking Organization Application4 exact requirements routed
Federal ReserveCommercial Bank Examination4 exact requirements routed
Consumer Financial Protection BureauConsumer Financial Law Compliance Examination4 exact requirements routed
National Credit Union AdministrationFederal Credit Union Charter Application4 exact requirements routed
Financial Crimes Enforcement NetworkBSA Electronic Filing4 exact requirements routed
Securities and Exchange CommissionEDGAR Regulatory Filing4 exact requirements routed
Securities and Exchange CommissionInvestment Adviser Registration4 exact requirements routed
Financial Industry Regulatory Authority / SECBroker-Dealer New Member Application4 exact requirements routed
Commodity Futures Trading Commission / National Futures AssociationIntermediary Registration and Compliance4 exact requirements routed
FDICDeposit Insurance Application6 exact requirements routed
OCCNational Bank or Federal Savings Association Charter6 exact requirements routed
Federal ReserveBank Holding Company Inspection6 exact requirements routed
National Credit Union AdministrationRisk-Focused Credit Union Examination6 exact requirements routed
Securities and Exchange CommissionInvestment Adviser Examination6 exact requirements routed
FINRA / SECBroker-Dealer Cycle Examination6 exact requirements routed
CFTC / NFASwap Dealer and Derivatives Intermediary Examination6 exact requirements routed
State Insurance Regulators / NAICRisk-Focused Financial Condition Examination6 exact requirements routed
State Insurance Regulators / NAICMarket Conduct Examination6 exact requirements routed
State Insurance RegulatorsRate, Rule, and Form Filing6 exact requirements routed
FinCEN / State Gaming RegulatorsCasino BSA/AML and Gaming Integrity Examination6 exact requirements routed
State Gaming RegulatorGaming License, Permit, and Key-Person Approval6 exact requirements routed
OFAC / Prudential or Functional RegulatorSanctions Compliance Program Examination6 exact requirements routed
Federal Trade CommissionPrivacy and Safeguards Compliance Review6 exact requirements routed
HUD / FHAFHA Lender Monitoring and Compliance Review6 exact requirements routed
State Banking RegulatorSpecial or Targeted Examination6 exact requirements routed
Federal Housing Finance AgencyHousing GSE and FHLBank Supervision6 exact requirements routed
State Securities RegulatorsState Investment Adviser Examination6 exact requirements routed
SEC / FINRA / Federal Bank Regulators applying MSRB rulesMunicipal Securities Dealer and Advisor Examination6 exact requirements routed
SBA Office of Credit Risk ManagementSBA 7(a) and 504 Lender Review6 exact requirements routed
Public Company Accounting Oversight BoardRegistered Public Accounting Firm Inspection6 exact requirements routed
Department of Labor EBSAERISA Benefit Plan Investigation6 exact requirements routed
CMS Center for Consumer Information and Insurance OversightPrivate Health Insurance Oversight Review6 exact requirements routed
National Indian Gaming Commission / Tribal Gaming RegulatorTribal Gaming Compliance and Internal Control Review6 exact requirements routed
Farm Credit AdministrationFarm Credit System Risk-Based Examination6 exact requirements routed
Federal Energy Regulatory CommissionEnergy Market Compliance, Audit, and Surveillance Review6 exact requirements routed

Shared capability fabric

One governed context across every system

Signed lineage
1Smarter entity and work graph
2Vigil requirements and examinations
3Apparently controlled documents
4Tomorrow obligations
5Orchestrator approvals
6Pareto analysis
Learning boundary

Matter outcomes improve requirement ordering and evidence reuse only after authorization, de-identification, cohort controls, and independent validation.

No employee scoring · minimum cohort 5

Vigil is coordinating quietly. Authority changes, evidence, dependencies, Vigil Review, and continuity readiness remain monitored.

View lifecycle