VIGILASSIGNED EXAMINER
LiveAE

ASSIGNED EXAMINER

Smarter for Fintech Compliance

Human judgment retained

Product-to-permission intelligence

Design products, controls, licenses, and partner oversight as one living system.

Product, operations, risk and licensing teams · Product manager · Compliance analyst · Licensing specialist · Operations lead · Bank-partner manager
Smarter graph connectedPrivate-by-default learningHuman review gates active
Role workflows2ready now
Capabilities5role adapted
Exam mappings4evidence linked
Raw content shared0constitutional boundary

Role operating queue

Work once, prove continuously

Fintech teams
01
Product and control change review

Map proposed features, geographies, funds flows, and vendors to obligations and approvals.

product specfunds flowcontrol designapproval
Updates Vigil applicability, risk, and evidence graphs.
ready
02
Licensing and registration factory

Reuse canonical facts and controlled documents across states while preserving exact deltas.

company dataownershipfinancialsprograms
Builds complete Vigil application packets and review receipts.
available

Vigil requirement bridge

Relevant examination programs

All exams ↗
State financial regulators / NMLSMoney Transmitter Registration Rehearsal5 exact requirements routed
New York Department of Financial ServicesVirtual Currency License Rehearsal5 exact requirements routed
Securities and Exchange CommissionEDGAR Regulatory Filing4 exact requirements routed
Securities and Exchange CommissionInvestment Adviser Registration4 exact requirements routed
Financial Industry Regulatory Authority / SECBroker-Dealer New Member Application4 exact requirements routed
Securities and Exchange CommissionInvestment Adviser Examination6 exact requirements routed
FINRA / SECBroker-Dealer Cycle Examination6 exact requirements routed
CFTC / NFASwap Dealer and Derivatives Intermediary Examination6 exact requirements routed
FinCEN / State Gaming RegulatorsCasino BSA/AML and Gaming Integrity Examination6 exact requirements routed
State Securities RegulatorsState Investment Adviser Examination6 exact requirements routed
SEC / FINRA / Federal Bank Regulators applying MSRB rulesMunicipal Securities Dealer and Advisor Examination6 exact requirements routed

Shared capability fabric

One governed context across every system

Signed lineage
1Smarter entity and work graph
2Vigil requirements and examinations
3Apparently controlled documents
4Tomorrow obligations
5Orchestrator approvals
6Pareto analysis
Learning boundary

Only reviewed control outcomes and de-identified workflow telemetry may improve shared models; product secrets remain private.

No employee scoring · minimum cohort 5

Vigil is coordinating quietly. Authority changes, evidence, dependencies, Vigil Review, and continuity readiness remain monitored.

View lifecycle