VIGILASSIGNED EXAMINER
LiveAE

ASSIGNED EXAMINER

Smarter for Digital Assets

Human judgment retained

Work-to-proof operating intelligence

Map product, custody, transactions, licenses, markets, and controls before risk compounds.

Exchanges, custodians, issuers, wallets, and digital-asset compliance teams · Product analyst · Blockchain investigator · Custody operations analyst · Market-surveillance analyst · Licensing specialist · Compliance officer
Smarter graph connectedPrivate-by-default learningHuman review gates active
Role workflows2ready now
Capabilities6role adapted
Exam mappings4evidence linked
Raw content shared0constitutional boundary

Role operating queue

Work once, prove continuously

Digital Assets
01
Asset and product governance

Document asset characteristics, parties, custody, markets, customer rights, states, and regulatory analysis.

asset memofunds flowcustody designapproval
Updates Vigil applicability and licensing graphs.
ready
02
On-chain operations and controls

Connect wallets, screening, monitoring, reserves, reconciliation, incidents, investigations, and reporting.

wallet inventoryscreeningreconciliationcase
Feeds BSA, sanctions, custody, and market-integrity procedures.
available

Vigil requirement bridge

Relevant examination programs

All exams ↗
State financial regulators / NMLSMoney Transmitter Registration Rehearsal5 exact requirements routed
New York Department of Financial ServicesVirtual Currency License Rehearsal5 exact requirements routed
Securities and Exchange CommissionEDGAR Regulatory Filing4 exact requirements routed
Securities and Exchange CommissionInvestment Adviser Registration4 exact requirements routed
Financial Industry Regulatory Authority / SECBroker-Dealer New Member Application4 exact requirements routed
Securities and Exchange CommissionInvestment Adviser Examination6 exact requirements routed
FINRA / SECBroker-Dealer Cycle Examination6 exact requirements routed
CFTC / NFASwap Dealer and Derivatives Intermediary Examination6 exact requirements routed
FinCEN / State Gaming RegulatorsCasino BSA/AML and Gaming Integrity Examination6 exact requirements routed
OFAC / Prudential or Functional RegulatorSanctions Compliance Program Examination6 exact requirements routed
State Securities RegulatorsState Investment Adviser Examination6 exact requirements routed
SEC / FINRA / Federal Bank Regulators applying MSRB rulesMunicipal Securities Dealer and Advisor Examination6 exact requirements routed

Shared capability fabric

One governed context across every system

Signed lineage
1Smarter entity and work graph
2Vigil requirements and examinations
3Apparently controlled documents
4Tomorrow obligations
5Orchestrator approvals
6Pareto analysis
Learning boundary

Raw work product remains workspace-private; only authorized, purpose-bound, pseudonymous reviewed outcomes may enter minimum-cohort learning.

No employee scoring · minimum cohort 5

Vigil is coordinating quietly. Authority changes, evidence, dependencies, Vigil Review, and continuity readiness remain monitored.

View lifecycle